Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John K Suckey | 4249100 | 7 | 02/28/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Hausdorff | 1811793 | 1 | 02/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randy Scott Scott Fine | 2088792 | 2 | 02/17/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 02/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ioulia Guerin | 6378536 | 1 | 02/08/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Michael Bavin | 5533888 | 18 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evan Todd Heller | 4417354 | 1 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 01/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Ippolito | 2431878 | 6 | 01/27/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |