Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eduardo Hernandez Vela | 5040089 | 8 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred John Valencia | 6318406 | 1 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 04/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence D Cohen | 6418435 | 8 | 04/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick R Roberto | 3242806 | 3 | 04/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ari-Ben Kirschbaum | 2364663 | 3 | 04/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Ippolito | 2431878 | 6 | 03/14/2017 | Customer Dispute | Denied | $14,647.00 | $0.00 | See FINRA Report |
| John K Suckey | 4249100 | 7 | 03/13/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chihyu Jerry Hsu | 6193150 | 1 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William P Whelan | 2361039 | 4 | 02/28/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |