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FINRA Broker Disclosures for Park Avenue Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 221-230 out of 699 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eduardo Hernandez Vela5040089809/01/2017FinancialFinal$0.00$0.00See FINRA Report
Samuel C Soprano721748108/31/2017Judgment / Lien$0.00$0.00See FINRA Report
Andrew Michael Cregan2242414308/16/2017Judgment / Lien$0.00$0.00See FINRA Report
Robert James Cunningham4404369207/28/2017FinancialFinal$0.00$0.00See FINRA Report
Thomas Marco Avitabile1001420307/14/2017Judgment / Lien$0.00$0.00See FINRA Report
Eduardo Hernandez Vela5040089807/01/2017FinancialFinal$0.00$0.00See FINRA Report
Thomas Marco Avitabile1001420306/15/2017FinancialFinal$0.00$0.00See FINRA Report
Martin John Gore5113517106/03/2017CriminalFinal Disposition$0.00$0.00See FINRA Report
Eduardo Hernandez Vela5040089806/01/2017FinancialFinal$0.00$0.00See FINRA Report
James W Allen4782442105/09/2017Customer DisputeSettled$0.00$0.00See FINRA Report

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