Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Eduardo Hernandez Vela | 5040089 | 8 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Samuel C Soprano | 721748 | 1 | 08/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Andrew Michael Cregan | 2242414 | 3 | 08/16/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert James Cunningham | 4404369 | 2 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Marco Avitabile | 1001420 | 3 | 07/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eduardo Hernandez Vela | 5040089 | 8 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Marco Avitabile | 1001420 | 3 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Martin John Gore | 5113517 | 1 | 06/03/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Eduardo Hernandez Vela | 5040089 | 8 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James W Allen | 4782442 | 1 | 05/09/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |