Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey A Foster | 4746105 | 3 | 11/16/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eduardo Hernandez Vela | 5040089 | 8 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Hernandez Vela | 5040089 | 8 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca S Albert | 4785517 | 2 | 10/16/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rebecca S Albert | 4785517 | 2 | 10/16/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael V Ronan | 5268228 | 4 | 10/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul L Johnson | 4203818 | 1 | 10/06/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arthur Daniel Veyna | 2607709 | 1 | 09/29/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ari-Ben Kirschbaum | 2364663 | 3 | 09/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose O Segura | 4748077 | 4 | 09/22/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |