Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allison K Henek | 5177343 | 6 | 02/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Warren Liljegren | 4090407 | 1 | 02/15/2018 | Customer Dispute | Denied | $5,225.57 | $0.00 | See FINRA Report |
| Nikola Novakovic | 6087030 | 2 | 02/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Roche | 6120658 | 1 | 01/26/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kristina Ann Nash | 2994335 | 1 | 01/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tey H Kim | 5131689 | 1 | 01/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ari-Ben Kirschbaum | 2364663 | 3 | 01/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Ann O Neil | 2344787 | 2 | 11/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Wlodarczyk | 7607566 | 1 | 11/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Myles D Thurston | 1810907 | 3 | 11/20/2017 | Customer Dispute | Denied | $74,088.00 | $0.00 | See FINRA Report |