Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard A Pope | 1909895 | 2 | 03/21/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Eichler | 7445201 | 1 | 03/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allen J Wood | 1422492 | 2 | 03/13/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David R Richards | 5160220 | 1 | 03/13/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Arnold Combs | 6275219 | 1 | 03/10/2018 | Customer Dispute | Settled | $282,000.00 | $0.00 | See FINRA Report |
| Logan Everly Smith | 7713488 | 6 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Logan Everly Smith | 7713488 | 6 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Logan Everly Smith | 7713488 | 6 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Logan Everly Smith | 7713488 | 6 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Logan Everly Smith | 7713488 | 6 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |