Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Scott J Alters | 1266012 | 6 | 02/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jeff M Abodeely | 4185119 | 1 | 02/12/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Ari Stonehill | 2262457 | 4 | 01/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Logan Everly Smith | 7713488 | 6 | 01/14/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Joseph A Natoli | 5818236 | 3 | 10/26/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Victor Chavez | 6234351 | 1 | 10/18/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
April R Schoen | 6039563 | 1 | 09/21/2023 | Customer Dispute | Denied | $6,894.00 | $0.00 | See FINRA Report |
Brian Jackson Sowell | 6009533 | 3 | 09/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James Edward Landry | 7587279 | 1 | 08/14/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
John K Suckey | 4249100 | 7 | 07/31/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |