Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew T Hart | 2423128 | 2 | 09/11/2018 | Customer Dispute | Denied | $16,147.60 | $0.00 | See FINRA Report |
| Jose O Segura | 4748077 | 4 | 09/02/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jose O Segura | 4748077 | 4 | 07/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin M Teichman | 4711367 | 1 | 06/12/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Hernandez Vela | 5040089 | 8 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott J Alters | 1266012 | 6 | 05/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Heather Jane Watkins | 4702376 | 3 | 05/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick G Manning | 5502418 | 8 | 04/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathon Alan Chalk | 2152687 | 3 | 04/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Ippolito | 2431878 | 6 | 04/25/2018 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |