Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William P Whelan | 2361039 | 4 | 05/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Stein | 4979991 | 3 | 05/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert James Cunningham | 4404369 | 2 | 03/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph G Giorgio | 222319 | 10 | 03/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roxanne H Dejesus | 2473319 | 1 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 02/27/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patricia M Picardi | 1317184 | 2 | 02/27/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Heather Jane Watkins | 4702376 | 3 | 02/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip G Henry | 5467275 | 1 | 02/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan J Berube | 2004124 | 4 | 02/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |