Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew Michael Cregan | 2242414 | 3 | 10/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Donald Lee Connors | 3155015 | 4 | 10/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jeremy T Kientz | 4782864 | 1 | 09/30/2019 | Customer Dispute | Denied | $17,405.00 | $0.00 | See FINRA Report |
Christopher Richards | 6291317 | 1 | 09/30/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Tovia H Gross | 2894122 | 1 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Roderick R Roberto | 3242806 | 3 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Joseph Menendez | 331970 | 1 | 09/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joseph A Cummings | 6895828 | 4 | 09/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joel Stein | 4979991 | 3 | 09/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Sherif Gamal Ehdin Mesiha | 4733550 | 1 | 08/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |