Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Stein | 4979991 | 3 | 05/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Paul Wilson | 4121748 | 4 | 04/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lang MacBain | 1485980 | 1 | 04/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert James Cunningham | 4404369 | 2 | 03/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph G Giorgio | 222319 | 12 | 03/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Courdney Williams | 6028438 | 5 | 03/14/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patricia M Picardi | 1317184 | 2 | 02/27/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip G Henry | 5467275 | 1 | 02/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Charles Koehn | 1412960 | 2 | 02/22/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan J Berube | 2004124 | 4 | 02/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |