Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Monte A Sperling | 2321031 | 1 | 11/22/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas M Peters | 5969157 | 2 | 11/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Camillo Marino | 4766375 | 1 | 11/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard L Ray | 1641801 | 1 | 11/12/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan J Berube | 2004124 | 4 | 11/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James M Desrocher | 5291187 | 1 | 11/06/2019 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Jerry E Milam | 5001401 | 1 | 10/28/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maureen B Bobilya | 6744034 | 3 | 10/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lynne M Kimmich | 4724015 | 1 | 10/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Diana Wong | 6597102 | 1 | 10/17/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |