Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Tovia H Gross | 2894122 | 1 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Roderick R Roberto | 3242806 | 2 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Joseph Menendez | 331970 | 1 | 09/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joseph A Cummings | 6895828 | 4 | 09/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joel Stein | 4979991 | 3 | 09/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
William L Selley | 2992333 | 2 | 09/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Sherif Gamal Ehdin Mesiha | 4733550 | 1 | 08/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joseph G Giorgio | 222319 | 12 | 08/28/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Andrew Andreotta | 6980955 | 1 | 08/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alexander Batson | 7257141 | 2 | 08/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |