Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Edward Scruggs | 6916624 | 3 | 06/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael W Tisch | 2374510 | 3 | 04/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Guemes | 6031830 | 2 | 04/27/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Julio Guemes | 6031830 | 2 | 04/27/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sonia Cassandra Duncan | 5478055 | 2 | 04/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph G Giorgio | 222319 | 10 | 04/06/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Stanley Kwit | 2954597 | 7 | 03/19/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Christopher M Deyoung | 4816508 | 1 | 03/16/2020 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Dedrick L Adell | 4527847 | 1 | 03/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David P Reardon | 5844574 | 1 | 02/25/2020 | Customer Dispute | Denied | $22,980.60 | $0.00 | See FINRA Report |