Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard L Ray | 1641801 | 1 | 11/12/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan J Berube | 2004124 | 4 | 11/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James M Desrocher | 5291187 | 1 | 11/06/2019 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Jason M Stam | 3273670 | 1 | 11/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerry E Milam | 5001401 | 1 | 10/28/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lynne M Kimmich | 4724015 | 1 | 10/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Michael Cregan | 2242414 | 3 | 10/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leroy O Pinckney | 6158872 | 1 | 10/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Lee Connors | 3155015 | 4 | 10/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeremy T Kientz | 4782864 | 1 | 09/30/2019 | Customer Dispute | Denied | $17,405.00 | $0.00 | See FINRA Report |