Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William K Bass | 5898306 | 1 | 12/02/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joseph A Cummings | 6895828 | 4 | 11/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc A Shapiro | 5866683 | 3 | 11/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc A Shapiro | 5866683 | 3 | 11/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sonia Cassandra Duncan | 5478055 | 2 | 11/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Lee Connors | 3155015 | 4 | 10/26/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandra Castro | 7270341 | 1 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick G Manning | 5502418 | 8 | 07/28/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Heather Jane Watkins | 4702376 | 3 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Robert Magni | 1342432 | 1 | 06/16/2020 | Customer Dispute | Denied | $67,000.00 | $0.00 | See FINRA Report |