Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jill Siebold | 5288315 | 1 | 01/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Myers | 7372541 | 2 | 01/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Christopher Soprano | 721748 | 1 | 01/02/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas D Wyatt | 3268854 | 1 | 12/21/2019 | Customer Dispute | Denied | $33,578.10 | $0.00 | See FINRA Report |
| Wing Chung Yip | 3263565 | 1 | 12/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Wales Reeder | 1425381 | 4 | 12/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Finn Williams | 3215214 | 3 | 11/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Monte A Sperling | 2321031 | 1 | 11/22/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas M Peters | 5969157 | 2 | 11/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Camillo Marino | 4766375 | 1 | 11/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |