Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura L Davis | 1279947 | 6 | 06/30/2003 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Jeffrey L Greenberg | 853296 | 2 | 01/03/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ilona Brandt-Tom | 1107492 | 2 | 11/22/2002 | Customer Dispute | Settled | $152,909.00 | $0.00 | See FINRA Report |
| Gwendolyn D Chatham | 1087730 | 7 | 09/10/2002 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Michael L Spicer | 2382564 | 3 | 07/11/2002 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Laura L Davis | 1279947 | 6 | 04/22/2002 | Customer Dispute | Settled | $755,000.00 | $0.00 | See FINRA Report |
| Gagandeep K Sahni | 2506969 | 3 | 02/15/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William P Whelan | 2361039 | 4 | 02/08/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Ralph C Sessa | 2271350 | 1 | 10/04/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jerry H Holder | 2492262 | 1 | 08/06/2001 | Customer Dispute | Settled | $108,744.00 | $0.00 | See FINRA Report |