Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Michael Mense | 2526091 | 3 | 06/15/2005 | Customer Dispute | Settled | $10,909.00 | $0.00 | See FINRA Report |
| Keith Alan Zimmerman | 1145166 | 2 | 12/20/2004 | Customer Dispute | Settled | $11,513.40 | $0.00 | See FINRA Report |
| Morris Eugene Mete | 4697322 | 1 | 06/18/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter John McCarthy | 1486735 | 1 | 06/18/2004 | Customer Dispute | Settled | $4,843,000.00 | $0.00 | See FINRA Report |
| Jonathan J Berube | 2004124 | 4 | 06/04/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Genie B Theimer | 1034167 | 1 | 05/04/2004 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Christopher Zajdzinski | 2771343 | 1 | 04/20/2004 | Customer Dispute | Settled | $6,680.00 | $0.00 | See FINRA Report |
| Joel Samuel Lerner | 3161595 | 2 | 12/02/2003 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Gagandeep K Sahni | 2506969 | 3 | 11/26/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James A Foti | 1809991 | 1 | 10/07/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |