Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William S Hage | 4641707 | 1 | 10/24/2007 | Customer Dispute | Settled | $6,388.80 | $0.00 | See FINRA Report |
| Jay E Hochheiser | 1183959 | 1 | 06/07/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John G Balzer | 4123646 | 1 | 03/26/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Francis M Evans | 4479794 | 4 | 02/05/2007 | Customer Dispute | Settled | $21,128.70 | $0.00 | See FINRA Report |
| Ambrose A Carr | 2433691 | 1 | 05/15/2006 | Customer Dispute | Settled | $5,976.00 | $0.00 | See FINRA Report |
| David J Monk | 2292213 | 1 | 02/20/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey A Bingham | 2329160 | 1 | 01/03/2006 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Charles M Gonzalez | 1624072 | 3 | 08/30/2005 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| David Bennett Allen | 3200 | 1 | 06/30/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Asher Flint | 3151946 | 1 | 06/29/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |