Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Samuel Eugene Lee | 2028183 | 1 | 03/05/2009 | Customer Dispute | Settled | $101,668.00 | $0.00 | See FINRA Report |
Gwendolyn D Chatham | 1087730 | 7 | 12/29/2008 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
Paul J Pantano | 3225691 | 2 | 11/24/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Thomas S Youngman | 5190068 | 1 | 11/20/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Jonathon Alan Chalk | 2152687 | 3 | 10/13/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Paul J Pantano | 3225691 | 2 | 05/05/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
John Wales Reeder | 1425381 | 1 | 03/06/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Derrick Freeman | 1753265 | 4 | 02/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Kevin D Tubbs | 2119608 | 2 | 11/05/2007 | Customer Dispute | Settled | $12,815.60 | $0.00 | See FINRA Report |
Peter N Rogers | 4460011 | 2 | 10/24/2007 | Customer Dispute | Settled | $6,388.80 | $0.00 | See FINRA Report |