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FINRA Broker Disclosures for Park Avenue Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 51-60 out of 110 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Samuel Eugene Lee2028183103/05/2009Customer DisputeSettled$101,668.00$0.00See FINRA Report
Gwendolyn D Chatham1087730712/29/2008Customer DisputeSettled$23,000.00$0.00See FINRA Report
Paul J Pantano3225691211/24/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Thomas S Youngman5190068111/20/2008Customer DisputeSettled$50,000.00$0.00See FINRA Report
Jonathon Alan Chalk2152687310/13/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Paul J Pantano3225691205/05/2008Customer DisputeSettled$0.00$0.00See FINRA Report
John Wales Reeder1425381103/06/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Derrick Freeman1753265402/26/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Kevin D Tubbs2119608211/05/2007Customer DisputeSettled$12,815.60$0.00See FINRA Report
Peter N Rogers4460011210/24/2007Customer DisputeSettled$6,388.80$0.00See FINRA Report

110 Results

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