Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert N Worgaftik | 870270 | 2 | 05/23/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| James W Dargusch | 2250551 | 1 | 02/09/2012 | Customer Dispute | Settled | $52,800.00 | $0.00 | See FINRA Report |
| Mark S Abrams | 1137018 | 1 | 03/17/2011 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Robert D Bukacek | 5530774 | 1 | 03/10/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Basel N Nafal | 2795184 | 3 | 11/16/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Myles D Thurston | 1810907 | 3 | 09/13/2010 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Freddie Earl Spears | 2040145 | 2 | 06/29/2010 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Allison K Henek | 5177343 | 6 | 02/22/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Maniscalco | 4996031 | 1 | 07/22/2009 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Jeffrey D Howard | 2015174 | 1 | 03/12/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |