Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Parker Bailey | 4652018 | 1 | 02/12/2015 | Customer Dispute | Settled | $9,653.00 | $0.00 | See FINRA Report |
| William Jeffrey Jeffrey Traum | 809435 | 2 | 01/12/2015 | Customer Dispute | Settled | $5,310.40 | $0.00 | See FINRA Report |
| Donald Lee Connors | 3155015 | 4 | 01/08/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Allison K Henek | 5177343 | 6 | 07/09/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Samuel J Grooms | 5381948 | 1 | 02/04/2014 | Customer Dispute | Settled | $10,792.10 | $0.00 | See FINRA Report |
| James M Caswell | 1121524 | 1 | 12/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Elaine D Ellis | 3215783 | 1 | 07/22/2013 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Nicholas Ippolito | 2431878 | 6 | 02/26/2013 | Customer Dispute | Settled | $43,343.00 | $0.00 | See FINRA Report |
| Fred Rick Kettler | 1664996 | 1 | 10/19/2012 | Customer Dispute | Settled | $54,226.10 | $0.00 | See FINRA Report |
| Jonathon Alan Chalk | 2152687 | 3 | 07/12/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |