Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan P Codispoti | 5354969 | 1 | 10/19/2015 | Customer Dispute | Settled | $6,857.00 | $0.00 | See FINRA Report |
| Lee J Adelson | 2148643 | 2 | 10/16/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence F Boord | 25927 | 2 | 08/28/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Herbert J Oster | 1213537 | 1 | 07/15/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Dean M Rothman | 4200907 | 2 | 07/02/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dean M Rothman | 4200907 | 2 | 07/02/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William M Katz | 2223851 | 2 | 07/02/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen J Wood | 1422492 | 2 | 03/25/2015 | Customer Dispute | Settled | $7,420.00 | $0.00 | See FINRA Report |
| John K Suckey | 4249100 | 7 | 03/23/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 02/24/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |