Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David R Richards | 5160220 | 1 | 03/13/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Arnold Combs | 6275219 | 1 | 03/10/2018 | Customer Dispute | Settled | $282,000.00 | $0.00 | See FINRA Report |
| Arthur Daniel Veyna | 2607709 | 1 | 09/29/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| James W Allen | 4782442 | 1 | 05/09/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frances Hailemariam | 5332633 | 1 | 07/12/2016 | Customer Dispute | Settled | $6,104.83 | $0.00 | See FINRA Report |
| Shawn Leigh Leigh Lemp | 2611497 | 1 | 05/18/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Johanna B Bogen | 4284476 | 2 | 04/21/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Rodney Kim Suzuki | 4213810 | 1 | 02/17/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allison K Henek | 5177343 | 6 | 01/14/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph A Natoli | 5818236 | 3 | 11/18/2015 | Customer Dispute | Settled | $6,233.04 | $0.00 | See FINRA Report |