Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Rios | 1170482 | 1 | 07/02/1997 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Lorraine Lorraine Alessi | 2476105 | 3 | 04/09/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lorraine Lorraine Alessi | 2476105 | 3 | 11/01/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin C Winder | 1197251 | 1 | 10/14/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald B Stonecipher | 1998636 | 1 | 08/08/1996 | Customer Dispute | Settled | $28,300.00 | $0.00 | See FINRA Report |
| Ari Stonehill | 2262457 | 4 | 02/24/1995 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Richard W Jasper | 1190115 | 2 | 09/04/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Jeffrey Jeffrey Traum | 809435 | 2 | 11/01/1991 | Customer Dispute | Settled | $268,156.00 | $0.00 | See FINRA Report |
| William Margolis | 1743378 | 3 | 07/01/1990 | Customer Dispute | Settled | $16,625.00 | $0.00 | See FINRA Report |
| Gwendolyn D Chatham | 1087730 | 7 | 06/14/1990 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |