Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William M Gorman | 1473148 | 1 | 04/04/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Josh Laurence Becker | 1522450 | 1 | 02/13/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Derrick Freeman | 1753265 | 4 | 09/28/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott R Kieper | 2028473 | 1 | 06/02/2000 | Customer Dispute | Settled | $5,477.00 | $0.00 | See FINRA Report |
| Michael W Tisch | 2374510 | 3 | 03/24/2000 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| John J McGurran | 1293268 | 1 | 02/29/2000 | Customer Dispute | Settled | $6,726.03 | $0.00 | See FINRA Report |
| Gaye Lowenstein | 2750770 | 1 | 02/03/2000 | Customer Dispute | Settled | $1,600.00 | $0.00 | See FINRA Report |
| James A Moore | 2624578 | 2 | 09/04/1998 | Customer Dispute | Settled | $7,805.38 | $0.00 | See FINRA Report |
| Bryan Thayne Buzzard | 1308719 | 2 | 08/18/1998 | Customer Dispute | Settled | $3,000.00 | $0.00 | See FINRA Report |
| Thomas C Grant | 227591 | 1 | 03/01/1998 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |