Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert H Johnson | 1744328 | 1 | 05/31/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Liapunov | 2285566 | 3 | 10/22/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John P Henson | 2543917 | 1 | 06/13/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gwendolyn D Chatham | 1087730 | 7 | 08/23/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William C Shelton | 845034 | 1 | 06/12/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gwendolyn D Chatham | 1087730 | 7 | 12/06/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip John Thompkins | 1851499 | 7 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William T Chatham | 1217514 | 1 | 07/15/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James A Moore | 2624578 | 2 | 10/19/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |