Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rebecca S Albert | 4785517 | 2 | 10/16/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael V Ronan | 5268228 | 4 | 10/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel C Soprano | 721748 | 1 | 08/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Michael Cregan | 2242414 | 3 | 08/16/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Marco Avitabile | 1001420 | 3 | 07/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence D Cohen | 6418435 | 8 | 04/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick R Roberto | 3242806 | 3 | 04/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John K Suckey | 4249100 | 7 | 03/13/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William P Whelan | 2361039 | 4 | 02/28/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John K Suckey | 4249100 | 7 | 02/28/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |