Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph G Giorgio | 222319 | 10 | 03/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Ryan Fallesen | 6063472 | 5 | 01/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Annie Chuishan Olaverri | 4812392 | 2 | 01/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher R Held | 5225371 | 3 | 01/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel J Nelson | 5512198 | 3 | 12/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin O Neal Ridley | 4761715 | 2 | 12/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul S Avenius | 2204817 | 2 | 12/03/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter John Nelson | 2745856 | 3 | 11/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence D Cohen | 6418435 | 8 | 10/24/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rogerio K Menescal | 3150665 | 1 | 10/24/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |