Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tovia H Gross | 2894122 | 1 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick R Roberto | 3242806 | 3 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Menendez | 331970 | 1 | 09/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Stein | 4979991 | 3 | 09/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph G Giorgio | 222319 | 10 | 08/28/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Modesto Wong Tomeldan | 6451901 | 1 | 08/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Billy J Gaskins | 5572779 | 1 | 08/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick G Manning | 5502418 | 8 | 08/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William P Whelan | 2361039 | 4 | 05/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Stein | 4979991 | 3 | 05/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |