Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael William Hixson | 5524215 | 1 | 06/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Megan Henretta | 7034189 | 1 | 05/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Stephen Scott Crosby | 3097227 | 3 | 05/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Stephen Scott Crosby | 3097227 | 3 | 04/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Patrick G Manning | 5502418 | 8 | 03/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joseph G Giorgio | 222319 | 10 | 02/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Scott J Alters | 1266012 | 6 | 05/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joseph A Cummings | 6895828 | 4 | 03/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Patrick G Manning | 5502418 | 8 | 12/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Randall Bruce Yaist | 3160145 | 1 | 09/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |