Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Henry Mitchell | 7289209 | 2 | 09/12/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Henry Mitchell | 7289209 | 2 | 08/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph G Giorgio | 222319 | 10 | 06/20/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert R Sweeney | 865484 | 6 | 05/18/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph G Giorgio | 222319 | 10 | 05/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amy Estrada | 4350554 | 1 | 12/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregg A Hews | 1642502 | 2 | 03/31/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zach Edward Thomas | 834421 | 1 | 02/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert R Sweeney | 865484 | 6 | 07/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur W Kube | 1563365 | 1 | 11/16/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |