Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sarah Rutherford | 5960005 | 3 | 10/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raul A Gutierrez | 1974155 | 2 | 08/23/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph G Giorgio | 222319 | 10 | 08/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher R Held | 5225371 | 3 | 07/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel L Mills | 2378793 | 1 | 06/15/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip John Thompkins | 1851499 | 7 | 03/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chantel Lynne Wood | 5653287 | 1 | 03/16/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip John Thompkins | 1851499 | 7 | 01/30/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip John Thompkins | 1851499 | 7 | 01/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael J Schweitzer | 4639873 | 2 | 12/04/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |