Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott J Alters | 1266012 | 6 | 04/24/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johanna B Bogen | 4284476 | 2 | 03/17/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William P Whelan | 2361039 | 4 | 03/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence D Cohen | 6418435 | 8 | 12/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph G Giorgio | 222319 | 10 | 12/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geoffrey F Hoff | 5645418 | 1 | 09/18/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Faisal Shahed | 4915260 | 1 | 09/02/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark A Hopper | 5878793 | 2 | 04/20/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip John Thompkins | 1851499 | 7 | 03/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jared B Traum | 5272831 | 1 | 03/27/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |