Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Philip Singleton | 4068833 | 2 | 11/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Philip Singleton | 4068833 | 2 | 11/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen John Oliver Alexander | 3067213 | 1 | 09/09/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles M Williams | 4948195 | 1 | 09/09/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence D Cohen | 6418435 | 8 | 09/03/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence D Cohen | 6418435 | 8 | 09/03/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick G Manning | 5502418 | 8 | 08/05/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay M Pollack | 1082586 | 4 | 07/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence D Cohen | 6418435 | 8 | 07/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John K Suckey | 4249100 | 7 | 05/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |