Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Neil Capobianco | 4756282 | 1 | 06/27/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Finn Williams | 3215214 | 2 | 06/14/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Domingo Damian Pilarte | 6359204 | 4 | 06/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Lewis Kaufman | 2057965 | 2 | 04/19/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon L Brookhart | 729669 | 1 | 04/19/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence D Cohen | 6418435 | 8 | 03/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George H Moore | 2157912 | 1 | 02/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael V Ronan | 5268228 | 4 | 01/25/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lori Ann O Neil | 2344787 | 2 | 01/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher R Held | 5225371 | 3 | 11/09/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |