Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc A Shapiro | 5866683 | 3 | 11/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sonia Cassandra Duncan | 5478055 | 2 | 11/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Castro | 7270341 | 1 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick G Manning | 5502418 | 8 | 07/28/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Heather Jane Watkins | 4702376 | 3 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Edward Scruggs | 6916624 | 3 | 06/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael W Tisch | 2374510 | 3 | 04/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Guemes | 6031830 | 2 | 04/27/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Julio Guemes | 6031830 | 2 | 04/27/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sonia Cassandra Duncan | 5478055 | 2 | 04/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |