Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dara Tressa Davis | 7176349 | 1 | 09/02/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christo August Zgourides | 4196126 | 1 | 01/15/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tai Tan Nguyen | 5462324 | 3 | 10/18/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Wade Shipman | 4763973 | 1 | 11/01/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tai Tan Nguyen | 5462324 | 3 | 03/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tai Tan Nguyen | 5462324 | 3 | 10/25/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Albert Mayor | 7184844 | 1 | 01/11/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Angelo Minniti | 4269626 | 1 | 01/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron M McDonald | 2772385 | 1 | 08/19/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandt Jeremy Jordan | 6097729 | 1 | 07/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |