Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Regena MacK | 3089937 | 1 | 06/12/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Maule | 7640038 | 1 | 03/31/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Dwayne Gonzaga | 7586458 | 1 | 10/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Gullo | 2171096 | 1 | 03/21/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jared Edward Schumacker | 7251384 | 1 | 12/13/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony J Colunga | 6430798 | 1 | 07/22/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Si Thomas Thanh Le | 6066197 | 2 | 01/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Brooks Wrightnour | 3217042 | 1 | 10/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Si Thomas Thanh Le | 6066197 | 2 | 06/23/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Simon Shiyan Liu | 2614615 | 2 | 01/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |