Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Martin Pollack | 7609854 | 1 | 08/03/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas M Peters | 5969157 | 2 | 07/17/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Ross Morton | 6662892 | 1 | 04/13/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jay Bharat Patel | 7618822 | 1 | 02/25/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rishesh Singh | 7644459 | 3 | 02/15/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Geczi | 7090348 | 1 | 08/19/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rishesh Singh | 7644459 | 3 | 10/01/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Martin Ryan | 7144602 | 1 | 02/05/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Freddy S Lopez | 6107735 | 1 | 04/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jordan Leanne Turner | 6050855 | 1 | 02/07/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |