Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip G Henry | 5467275 | 1 | 02/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Vitale | 2757045 | 2 | 01/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc A Shapiro | 5866683 | 3 | 10/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David A Bolton | 2948898 | 1 | 10/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Rutherford | 5960005 | 3 | 09/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Collins | 3091272 | 1 | 09/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose O Segura | 4748077 | 4 | 09/02/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin M Teichman | 4711367 | 1 | 06/12/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Hernandez Vela | 5040089 | 8 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Jane Watkins | 4702376 | 3 | 05/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |