Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jill Siebold | 5288315 | 1 | 01/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Nicholas M Peters | 5969157 | 2 | 11/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Maureen B Bobilya | 6744034 | 3 | 10/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph A Cummings | 6895828 | 4 | 09/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Andrew Andreotta | 6980955 | 1 | 08/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey A Foster | 4746105 | 3 | 08/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Josef Adams | 7201716 | 1 | 06/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert James Cunningham | 4404369 | 2 | 03/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Roxanne H Dejesus | 2473319 | 1 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Heather Jane Watkins | 4702376 | 3 | 02/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |