Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Schwartz | 5245711 | 5 | 04/03/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Scott Koppenheffer | 4709677 | 1 | 12/13/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher J Tortora | 2398858 | 1 | 08/12/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Schwartz | 5245711 | 5 | 07/25/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Schwartz | 5245711 | 5 | 07/08/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Schwartz | 5245711 | 5 | 03/21/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony J Trimboli | 4734730 | 8 | 02/14/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allison K Henek | 5177343 | 6 | 01/04/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Laurence B Turell | 4038139 | 2 | 06/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert W Swirsky | 1569082 | 2 | 01/14/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |