Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Rogers | 6102774 | 2 | 01/11/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Lewis Kaufman | 2057965 | 2 | 09/05/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shaun Nima Christiansen | 5945336 | 1 | 09/03/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Augusto Carlos La Puente | 6128894 | 1 | 06/28/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Richard Tison | 5593314 | 1 | 07/30/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Simon Shiyan Liu | 2614615 | 2 | 11/21/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael David Schwartz | 5245711 | 5 | 05/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ilona Brandt-Tom | 1107492 | 2 | 04/08/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles M Palma | 2562930 | 2 | 02/02/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Vincent Mahnen | 4568846 | 1 | 08/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |