Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dedrick L Adell | 4527847 | 1 | 03/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wing Chung Yip | 3263565 | 1 | 12/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan J Berube | 2004124 | 4 | 11/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Diana Wong | 6597102 | 1 | 10/17/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Richards | 6291317 | 1 | 09/30/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Michael Bavin | 5533888 | 18 | 02/27/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul L Johnson | 4203818 | 1 | 10/06/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ioulia Guerin | 6378536 | 1 | 02/08/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Ippolito | 2431878 | 6 | 01/27/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marc Alexander Bregman | 3277747 | 1 | 01/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |