Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shane Kyle Stromei | 4313800 | 1 | 04/17/2013 | Customer Dispute | Denied | $13,800.00 | $0.00 | See FINRA Report |
| Robert N Worgaftik | 870270 | 2 | 01/07/2013 | Customer Dispute | Denied | $14,318.00 | $0.00 | See FINRA Report |
| Robert B Rosin | 2142964 | 1 | 12/19/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel J Nelson | 5512198 | 3 | 12/01/2011 | Customer Dispute | Denied | $9,648.00 | $0.00 | See FINRA Report |
| Matthew T Hart | 2423128 | 2 | 08/16/2011 | Customer Dispute | Denied | $5,045.41 | $0.00 | See FINRA Report |
| Bryan Thayne Buzzard | 1308719 | 2 | 11/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Mense | 2526091 | 3 | 10/01/2010 | Customer Dispute | Denied | $44,629.80 | $0.00 | See FINRA Report |
| Michael H Watts | 728078 | 1 | 07/23/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Charles M Palma | 2562930 | 2 | 04/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Mense | 2526091 | 3 | 01/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |