Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard A Pope | 1909895 | 2 | 03/21/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Allison K Henek | 5177343 | 6 | 02/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Warren Liljegren | 4090407 | 1 | 02/15/2018 | Customer Dispute | Denied | $5,225.57 | $0.00 | See FINRA Report |
| James Roche | 6120658 | 1 | 01/26/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Myles D Thurston | 1810907 | 3 | 11/20/2017 | Customer Dispute | Denied | $74,088.00 | $0.00 | See FINRA Report |
| Nicholas Ippolito | 2431878 | 6 | 03/14/2017 | Customer Dispute | Denied | $14,647.00 | $0.00 | See FINRA Report |
| Randy Scott Scott Fine | 2088792 | 2 | 02/17/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel J Nelson | 5512198 | 3 | 01/10/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Solomon M Kafoure | 5538804 | 1 | 11/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael L Spicer | 2382564 | 3 | 07/12/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |