Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher M Deyoung | 4816508 | 1 | 03/16/2020 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
David P Reardon | 5844574 | 1 | 02/25/2020 | Customer Dispute | Denied | $22,980.60 | $0.00 | See FINRA Report |
Michael L Spicer | 2382564 | 3 | 02/06/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Thomas D Wyatt | 3268854 | 1 | 12/21/2019 | Customer Dispute | Denied | $33,578.10 | $0.00 | See FINRA Report |
Monte A Sperling | 2321031 | 1 | 11/22/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
James M Desrocher | 5291187 | 1 | 11/06/2019 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
Jeremy T Kientz | 4782864 | 1 | 09/30/2019 | Customer Dispute | Denied | $17,405.00 | $0.00 | See FINRA Report |
Daniel R Price | 2732340 | 2 | 08/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John T Morrow | 4442694 | 1 | 07/15/2019 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
John K Suckey | 4249100 | 7 | 05/25/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |