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FINRA Broker Disclosures for Park Avenue Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 234 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher M Deyoung4816508103/16/2020Customer DisputeSettled$10,000.00$0.00See FINRA Report
David P Reardon5844574102/25/2020Customer DisputeDenied$22,980.60$0.00See FINRA Report
Michael L Spicer2382564302/06/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Thomas D Wyatt3268854112/21/2019Customer DisputeDenied$33,578.10$0.00See FINRA Report
Monte A Sperling2321031111/22/2019Customer DisputeDenied$0.00$0.00See FINRA Report
James M Desrocher5291187111/06/2019Customer DisputeDenied$30,000.00$0.00See FINRA Report
Jeremy T Kientz4782864109/30/2019Customer DisputeDenied$17,405.00$0.00See FINRA Report
Daniel R Price2732340208/13/2019Customer DisputeDenied$0.00$0.00See FINRA Report
John T Morrow4442694107/15/2019Customer DisputePending$30,000.00$0.00See FINRA Report
John K Suckey4249100705/25/2019Customer DisputeDenied$0.00$0.00See FINRA Report

234 Results

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