Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael A Ferrone | 1916778 | 2 | 08/22/2022 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Robert Emmett Hicks | 1746014 | 1 | 04/25/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Brett A Mock | 6403737 | 1 | 04/21/2022 | Customer Dispute | Denied | $11,656.00 | $0.00 | See FINRA Report |
| Natalie B Hundhausen | 4314285 | 1 | 07/21/2021 | Customer Dispute | Closed-No Action | $17,353.50 | $0.00 | See FINRA Report |
| John K Suckey | 4249100 | 7 | 07/06/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Caleb Merrill Stephens | 5878158 | 3 | 01/17/2021 | Customer Dispute | Settled | $72,000.00 | $0.00 | See FINRA Report |
| Leonard W Rappe | 2873220 | 1 | 01/08/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William K Bass | 5898306 | 1 | 12/02/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Peter Robert Magni | 1342432 | 1 | 06/16/2020 | Customer Dispute | Denied | $67,000.00 | $0.00 | See FINRA Report |
| John Stanley Kwit | 2954597 | 7 | 03/19/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |