Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aurora Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lori Beth Kamen | 2805591 | 2 | 01/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin A Bowlin | 5674142 | 1 | 05/02/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Gene Schmitz | 1771132 | 6 | 09/16/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Bradley Allen Davis | 4763844 | 1 | 02/06/2015 | Customer Dispute | Award / Judgment | $242,000.00 | $0.00 | See FINRA Report |
| Peter Canisius Ruh | 4494221 | 1 | 02/12/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clark D Harris | 2730928 | 3 | 01/26/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nancy Lynne Daniel | 2398849 | 1 | 04/18/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert George Langhorst | 1832998 | 3 | 11/12/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Robert George Langhorst | 1832998 | 3 | 06/19/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Robert George Langhorst | 1832998 | 3 | 04/06/2002 | Customer Dispute | Denied | $39,000.00 | $0.00 | See FINRA Report |