Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aurora Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Gene Schmitz | 1771132 | 6 | 08/04/2020 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Douglas Gene Schmitz | 1771132 | 6 | 07/24/2020 | Customer Dispute | Closed-No Action | $5,200.00 | $0.00 | See FINRA Report |