Our Staff has compiled our research into a database of FINRA Broker Disclosures for Foreside Fund Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul William Nardozzi | 4169411 | 1 | 08/07/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Flynn | 4315546 | 1 | 08/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ahmed Taha | 6225965 | 1 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Howard Graichen | 2888217 | 1 | 02/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David W Wells | 4889687 | 1 | 02/16/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Reed | 6583829 | 5 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Reed | 6583829 | 5 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Reed | 6583829 | 5 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Reed | 6583829 | 5 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Reed | 6583829 | 5 | 11/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |